Compliance Officer – Bangalore

Key Responsibilities:

• Monitoring compliance: Monitoring the day to day company’s adherence to policies and procedures
• Infra compliances – Monitoring all Infra and pre-requisites for functioning and validity of licenses is tracked
• Violations: identify and streamline any violations of laws or regulations to management and regulatory bodies
• Resolving issues: Resolving all end to end issues with respect to licenses
• Developing policies: Creating policies and procedures to ensure compliance with laws and regulations
• Monitoring Communication to authorities- Monitoring communications to the authority with respect to all licenses.
• Renewals- Escalating to Regional Head and COO for renewal of license
• Submissions to regulatory authority- update on all the submission of documents to authorities and maintaining a tracker for that and reporting to manager.
• Update- Update management with compliance tracker on a monthly basis.